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Compliance Expert – Mortgages – London – £525 – £550 p/d

Category:
Type: Contract
Location: City of London, Greater London, England
Salary: GBP525 to 550 Daily
Job Reference: SD/GMC01
Consultant: stuart@bluepelican.com

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Compliance Expert – Mortgages – London – £525 – £550 p/d

Mortgage, Lending, Compliance, Mcob, monitoring, policies, procedures, retail mortgages, home lending, regulations, PRA, FCA, SME, Compliance, Shariah, Islamic

We are looking to hire a compliance expert to provide assistance with Compliance Monitoring in an MCoB’s systems and controls environment. This is an urgent requirement.

OVERALL OBJECTIVE:

To support the Head of Compliance in discharging their Compliance responsibilities and provision of support in development of approval and effective oversight of systems controls and processes related to the Home Purchase Plan product.

MAIN DUTIES / KEY RESPONSIBILITIES:

To contribute professional experience and gravitas to the creation updating and management of the Bank’s policies and procedures.

To provide compliance oversight of the process flow cycle from client on-boarding to monitoring and reporting and to review and assess all aspects of compliance / financial crim.

To develop and enhance the compliance monitoring across the Bank as it relates especially to MCoB’s.

Thorough knowledge of all relevant requirements including those related to Home Purchase Plans, (Mortgage Variation of Permission Notice), of FATF, JMLSG, EU ML Directives, the sanctions regime, the Bribery Act and to translate these requirements into policies and procedures for the Bank.

To apply subject matter expertise as it relates to monitoring impact of (GDPR, MIFID), requirements relevant to the Bank in the form of updating compliance monitoring, policies, procedures and training.

JOB DESCRIPTION

To support the Head of Compliance in delivering the compliance objectives of the Bank including, but not limited to, review and analysis of existing and proposed laws / regulations to determine impact on the Bank, providing Q and A on policies and procedures.

To Critique exception reports from insourced systems, IMAL, CRM, Dow Jones, world-check, Gabriel.

To provide assistance in creating a robust compliance plan

To help implement and manage the Data Protection framework and to keep up to date the Data Protection policies and procedures

To undertake business line desk reviews and provide assistance in the creation of a compliance risk assessment and compliance management framework

Good experiecne dealing with FCA and PRA.

Beneficial qualifications

Team management / leadership;

CISI Investment Advice Diploma, International Compliance

SKILLS & KNOWLEDGE:

Required skills & knowledge

Knowledge of Home Purchase Planning, banking practices.

Good understanding and experience of all elements of MCoB compliance with regulatory requirements and the deployment of training, reporting and controls within an organisation;

Excellent writing, communication and presentation skills;

Excellent interpersonal skills and ability to build good working relationships with colleagues at all levels.

For immediate consideration please send your CV. Alternatively call Stuart on 01892 507138 to discuss further.

How to apply

If this position is of interest please send us your CV here, or you can call 01892 507 100 to discuss this and other vacancies that may suit.

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